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" Alternative Strategies in a Mutual Fund "  
 
Current NAV
Event Arbitrage Fund
QEAAX (New Symbol)

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On January 1, 1970
 

News
 

Governance


The following information about our policies is available online:

Website Privacy Policy

We do not store any personally identifiable information when you visit out website. In order to optimize your experience of using our site, we may place a 'cookie' on your computer. 'Cookies' are small pieces of information stored in your browser. We do not share information about your visit to our site with third parties.

Fund Privacy Policy

Regulation S-P: The U.S. Securities and Exchange Commission has adopted a regulation regarding the "Privacy of Consumer Financial Information" known as Regulation S-P. This regulation states that financial institutions such as the Fund must provide the shareholder with this notice of the Fund's privacy policies and practices on an annual basis. The following items (A & B) detail the Fund's policies and practices:

A.  Information We Collect - Information we receive from you on application or forms include: your name, address, social security number or tax ID number, W9 status, phone number and citizenship status. Information about your transactions with us include; your account number, account balances and transaction histories.

B.  The Fund's Disclosure Statement - We only disclose personal information about any current or former shareholder of the Fund as required by law or as authorized by the shareholder. We also require all of the Fund's brokers, and our Investment Adviser that acts as the Fund's transfer agent and administrator to adopt the regulations of Regulation S-P, as specified above by the Fund.

Proxy Voting Record

Our proxy voting record is available online.

Proxy Voting Policy

The Fund views proxy voting as an integral part of its investment strategy because the voting of proxies carries risks to the return of specific investments held by the Fund. The Fund may deviate in exceptional circumstances from these policies if the Adviser determines that a particular investment may yield a higher return if the Fund deviates from the previously established policy.
In general, the Fund supports all proposals that require shareholder votes on fundamental questions concerning a holding. The Fund generally opposes resolutions that give a board and management blanket authority without requiring subsequent shareholder approval. The Fund will withhold votes from board nominees who have supported such blanket proposals.

Please click on the link below to download our proxy voting policy.

Click Here To Download The Proxy Voting Policy

Our policy is in Adobe Acrobat format. If you do not have Adobe Acrobat, please click here to install it on your computer for free.

Request A Copy Of Our Proxy Voting Policy Via Mail

Please send an email to info@PennAveFunds.com in order to receive a copy of our proxy voting policy in the mail, or call us on 1 (888) 642-6383.

Alternatively, you may complete the form below to have a policy emailed to you:














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Strategy | NAVs | Press Room | Governance | How To Invest

Copyright  2007 Pennsylvania Avenue Funds    Home    -   Contact   -   Documents   -   News   All rights reserved.

The Pennsylvania Avenue Event-Driven Fund is offered only by prospectus. The prospectus contains more complete information about the Fund, including fees, expenses and risk factors. You should read it carefully before investing or sending money. The Fund is not available to residents of certain jurisdictions or countries. Nothing herein constitutes an offer to sell securities. Click here to get a prospectus

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Tuesday 12th December 2017 04:02:17 PM

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